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    <title>Carpenter v. United States </title>
    <description><![CDATA[A Supreme Court case challenging warrantless access to cellphone location data]]></description>
    <link>https://knightcolumbia.org/cases/carpenter-v-united-states</link>
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      <title><![CDATA[Supreme Court Strengthens Digital-Era Privacy and First Amendment Rights]]></title>
      <link>https://knightcolumbia.org/content/supreme-court-strengthens-digital-era-privacy-and-first-amendment-rights</link>
      <description><![CDATA[<p>In a landmark decision for the freedoms of speech and association as well as digital privacy, the Supreme Court today ruled in&nbsp;<a href="http://knightcolumbia.tierradev.com/cases/carpenter-v-united-states-warrantless-access-cellphone-location-data?_preview_=998b1de39c" target="_blank" rel="noopener"><em>Carpenter v. United States</em></a>&nbsp;that the government may not acquire certain cellphone location data without a warrant. Last fall, the Knight First Amendment Institute at Columbia University filed an&nbsp;<a href="https://assets.documentcloud.org/documents/3932663/Carpenter-Amicus-Brief-Technology-Experts.pdf" target="_blank" rel="noopener"><em>amicus</em>&nbsp;brief</a>&nbsp;in&nbsp;<em>Carpenter</em>&nbsp;on behalf of leading technology experts, explaining that cellphone location data reveals extraordinarily sensitive information about one&rsquo;s movements and associations.</p>
<p>The following statement is attributable to Alex&nbsp;Abdo, senior staff attorney at the Knight Institute:</p>
<p>&ldquo;This ruling is a landmark for privacy rights &mdash; and also for the freedoms of speech and association. As the Court recognizes, new technology has given the government the ability to construct a detailed chronicle of the movements of nearly every American for a period of years. Left unchecked, this kind of surveillance will deter the exercise of core democratic rights. Today&rsquo;s ruling places important limits on the government&rsquo;s surveillance power. Perhaps even more important, the ruling charts a course for the Court's evaluation of the government&rsquo;s use of other digital-age technologies.&rdquo;</p>
<p>Read&nbsp;the Supreme Court's <a href="https://www.supremecourt.gov/opinions/17pdf/16-402_h315.pdf" target="_blank" rel="noopener">decision</a>.</p>
<p>Read the Knight Institute&rsquo;s&nbsp;<a href="https://assets.documentcloud.org/documents/3932663/Carpenter-Amicus-Brief-Technology-Experts.pdf" target="_blank" rel="noopener"><em>amicus</em>&nbsp;brief</a> in&nbsp;<em>Carpenter.</em>&nbsp;</p>]]></description>
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      <pubDate>Fri, 22 Jun 2018 00:00:00 -0700</pubDate>
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      <title><![CDATA[In Supreme Court Brief, Technologists Warn Against Warrantless Access to Cell Phone Location Data]]></title>
      <link>https://knightcolumbia.org/content/supreme-court-brief-technologists-warn-against-warrantless-access-cell-phone-location-data</link>
      <description><![CDATA[<p>In an <em>amicus</em> brief filed in the U.S. Supreme Court, leading technology experts represented by the Knight First Amendment Institute at Columbia University argue that the Fourth Amendment should be understood to prohibit the government from accessing location data tracked by cell phone providers &mdash; &ldquo;cell site location information&rdquo; &mdash; without a warrant.</p>
<p>&ldquo;The government&rsquo;s surveillance powers have outpaced constitutional protections meant to prevent overreach and abuse,&rdquo; said Alex Abdo, senior staff attorney at the Knight Institute. &ldquo;Government agents shouldn&rsquo;t be able to track a person&rsquo;s movements for weeks or months without first obtaining a warrant from a judge.&rdquo;</p>
<p class="article-pullquote">"Government agents shouldn&rsquo;t be able to track a person&rsquo;s movements for weeks or months without first obtaining a warrant from a judge."<span class="article-pullquote-byline">Alex Abdo</span><span class="bracket-v">&nbsp;</span><span class="bracket-h">&nbsp;</span></p>
<p>Law enforcement agencies are increasingly requesting cell site location information from service providers, with AT&amp;T receiving close to 60,000 requests in 2015 alone. Officials are obtaining this data without first obtaining warrants, and without broad public awareness that cell phone providers even possess it. Nearly three-quarters of cell phone users report being within five feet of their phones most of the time, and cell phone providers commonly record time-stamped location data with an accuracy rivaling that of GPS systems. This data is extraordinarily rich and can be used, for example, to determine whether someone has been present at an Alcoholics Anonymous meeting, an abortion clinic, or the office of an attorney who represents government whistleblowers. It can also be used to &ldquo;fingerprint&rdquo; individuals based on their patterns of movement and, when combined with other location data, to infer friendships and associations.</p>
<p>"In today&rsquo;s digital age, our phones can reveal more about us than could be discovered from a search of our private homes," said Ashkan Soltani, an independent researcher and former chief technology officer of the Federal Trade Commission. &ldquo;Nearly all our interactions&mdash;communicating with family and friends, navigating to work or childcare, purchasing goods&mdash;involve collection of our data. The outcome of this case could dictate what digital privacy protections, if any, we can reasonably expect to have over our information in the future.&rdquo;</p>
<p>In the brief, the technologists explain that cell site location information is likely to become increasingly precise. At the same time, cell site location information is becoming easier and cheaper for law enforcement to store, obtain, and analyze. Allowing government agents warrantless access to this sensitive information threatens privacy and the freedoms of speech and association, heightening the need for constitutional safeguards. The brief urges the Supreme Court to prohibit the government from obtaining cell site location information without first obtaining a warrant.</p>
<p>The brief was filed yesterday in the case <em>Carpenter v. United States</em> on behalf of Ashkan Soltani, Dr. Edward W. Felten, Dr. Matt Blaze, Dr. Steven M. Bellovin, Bruce Schneier, Dr. Joseph Lorenzo Hall, Morgan Marquis-Boire, Dr. Nicholas Weaver, Dr. Stephen Checkoway, Dr. Dan S. Wallach, Adam Shostack, Dr. Rebecca Wright, Dr. Carrie E. Gates, Scott Bradner, Dr. Susan Landau, Dr. Ben Adida, Dr. Nadia Heninger, Philip Zimmermann, and Dr. Sharon Goldberg. The brief was drafted by Brian Willen, Jack Mellyn, and Samuel Dippo of Wilson Sonsini Goodrich &amp; Rosati, and by the Knight Institute.</p>
<p><a class="external" href="https://assets.documentcloud.org/documents/3932663/Carpenter-Amicus-Brief-Technology-Experts.pdf" target="_blank" rel="noopener">Read the amicus brief.</a></p>
<p><strong>About the Knight Institute</strong></p>
<p>The Knight First Amendment Institute is a non-partisan, not-for-profit organization established by Columbia University and the John S. and James L. Knight Foundation to defend the freedoms of speech and press in the digital age through strategic litigation, research, and public education.</p>]]></description>
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      <pubDate>Tue, 15 Aug 2017 00:00:00 -0700</pubDate>
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      <title><![CDATA[Supreme Court Cellphone Case Puts Free Speech – Not Just Privacy – at Risk]]></title>
      <link>https://knightcolumbia.org/content/supreme-court-cellphone-case-puts-free-speech-not-just-privacy-risk</link>
      <description><![CDATA[<p>On Wednesday, the Supreme Court will consider whether the government must obtain a warrant before accessing the rich trove of data that cellphone providers collect about cellphone users&rsquo; movements. Among scholars and campaigners, there is broad agreement that the case could yield the most consequential privacy ruling in a generation.</p>
<p>Less appreciated is the significance of the case for rights protected by the first amendment. The parties&rsquo; briefs make little mention of the first amendment, instead framing the dispute &ndash; for understandable reasons &ndash; as one about the right to privacy. Yet the court&rsquo;s resolution of the case is likely to have far-reaching implications for the freedoms of speech, press and association.</p>
<p>The case,&nbsp;<em>Carpenter v United States</em>,<em>&nbsp;</em>arises out of the government&rsquo;s prosecution of&nbsp;Timothy Carpenter&nbsp;for a series of armed robberies carried out in south-eastern Michigan and north-western Ohio several years ago. In the course of its investigation of the crimes, the government ordered Carpenter&rsquo;s cellphone provider to turn over data it had collected relating to Carpenter&rsquo;s movements. In response, the provider produced 186 pages listing every call that Carpenter had made over a 127-day period, as well as coordinates indicating where Carpenter had been at the beginning and end of each of those calls.</p>
<p>Importantly, it turned over these records even though the government had not obtained a warrant based on probable cause. Carpenter asked the court to suppress the government&rsquo;s evidence under the fourth amendment, which protects the right to privacy.</p>
<p>Many cellphone users have only a vague understanding of the extent to which providers monitor their movements, but these companies now track us much more closely than even the most committed human spies ever could. Cellphones function by connecting to antennas &ndash; &ldquo;cell sites&rdquo; or &ldquo;cell towers&rdquo; &ndash; that provide cellular service. Those cell sites, which are owned and operated by the cellular companies, are programmed to record which phones connect to them, and when. They also record the direction from which the connecting phone&rsquo;s signal is received and, often, the distance of the phone from the cell site.</p>
<p>So-called &ldquo;cell site location information&rdquo; is becoming ever more precise, because the cellular network is becoming ever more dense. The analytical tools that can be brought to bear on this information are also becoming more sophisticated, meaning that investigators can draw reliable conclusions from smaller and smaller amounts of data. It&rsquo;s precisely because the information is so rich, of course, that the government is interested in accessing it.</p>
<p>Privacy&nbsp;scholars are watching Carpenter&rsquo;s case closely because it may require the supreme court to address the scope and continuing relevance of the &ldquo;third-party-records doctrine&rdquo;, a judicially developed rule that has sometimes been understood to mean that a person surrenders her constitutional privacy interest in information that she turns over to a third party. The government contends that Carpenter lacks a constitutionally protected privacy interest in his location data because his cellphone was continually sharing that data with his cellphone provider.</p>
<p>Privacy advocates are rightly alarmed by this argument. Much of the digital technology all of us rely on today requires us to share information passively with third parties. Visiting a website, sending an email, buying a book online &ndash; all of these things require sharing sensitive data with internet service providers, merchants, banks and others. If this kind of commonplace and unavoidable information-sharing is sufficient to extinguish constitutional privacy rights, the digital-age fourth amendment will soon be a dead letter.</p>
<p>To understand the Carpenter case&rsquo;s full significance, though, it&rsquo;s necessary to consider the implications the government&rsquo;s arguments have for first amendment rights. In a brief filed in support of Carpenter, 19 leading technologists explain how easy it is to use a person&rsquo;s location data to learn about her beliefs and associations. (We represent the technologists.) With very few data points, the technologists observe, an analyst can learn whether a given person attended a public demonstration, attended a political meeting, or met with a particular activist or lawyer. With more data, an analyst can identify social networks and learn not only whether a given person was at a public demonstration but who else attended the demonstration with her.</p>
<p>Journalists and their sources might be at particular risk. Imagine parallel demands for the cell site location information of a journalist who exposed government misconduct and of all the government employees who had access to the information the journalist exposed. As the Reporters Committee for Freedom of the Press observes in its own brief filed in the Carpenter<em>&nbsp;</em>case, cell site location information &ldquo;can reveal the stories a journalist is working on before they are published, where a journalist went to gather information for those stories, and the identity of a journalist&rsquo;s sources.&rdquo;</p>
<p>This is why it is a mistake to think about the Carpenter case solely through the lens of individual privacy. A defeat for Carpenter would be a defeat for privacy rights, but it would also mean a dramatic curtailment of First Amendment freedoms.</p>
<p>The Carpenter case is the latest in a series of cases that have required the supreme court to consider the relevance of analog-era precedents to digital-age technologies. Although these cases were presented to the court as fourth amendment cases, the court was attentive to the implications of government surveillance for first amendment freedoms. When the court held that the fourth amendment precluded the government from installing a GPS device on a criminal suspect&rsquo;s car without first obtaining a warrant, five justices cited some of the same concerns raised by the technologists we represent in Carpenter.</p>
<p>Do &ldquo;people reasonably expect that their movements will be recorded and aggregated in a manner that enables the government to ascertain, more or less at will, their political and religious beliefs [and] sexual habits?&rdquo; Justice Sonia Sotomayor asked in her powerful concurrence.</p>
<p>Two years later, when the court ruled that the government could not search a criminal suspect&rsquo;s cellphone without first obtaining a warrant, the court cited similar concerns.</p>
<p>&ldquo;Awareness that the government may be watching chills associational and expressive freedoms,&rdquo; Chief Justice John Roberts wrote. Left unchecked, he warned, new forms of surveillance could &ldquo;alter the relationship between citizen and government in a way that is inimical to democratic society.&rdquo;</p>
<p>The court was right in these cases to take account of the implications of surveillance technology for rights protected by the first amendment. It should be similarly attentive to these implications in Carpenter. Without strong protections for individual privacy, the freedoms of speech, association and the press will wither.</p>
<p>In assessing whether Carpenter had a right to privacy in his location information, the court should consider what will remain of these indispensable democratic freedoms if the government is afforded access, without close judicial supervision, to the information that cellphone providers are continuously collecting about all of us, and to the other sensitive and even intimate records that all of us passively and routinely share with third parties.</p>]]></description>
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      <pubDate>Mon, 27 Nov 2017 00:00:00 -0800</pubDate>
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      <title><![CDATA[Does the Warrantless Search and Seizure of Cellphone Records Violate the Fourth Amendment?]]></title>
      <link>https://knightcolumbia.org/content/does-warrantless-search-and-seizure-cellphone-records-violate-fourth-amendment</link>
      <description><![CDATA[<p><iframe src="https://www.youtube.com/embed/hW32k7x7zE0" width="560" height="315" frameborder="0" allowfullscreen="allowfullscreen"></iframe></p>
<p>Knight Institute Senior Staff Attorney Alex Abdo participates in a debate on&nbsp;<em>Carpenter v. United States</em>, a 2017 Supreme Court case on government access to historical cell-site records.&nbsp;Abdo argues&nbsp;that the government must get a warrant to access cell phone location information or risk chilling free speech and violating&nbsp;people's Fourth Amendment rights. Orin Kerr of George Washington Law School argues that accessing those records does not constitute a "search." Jeffrey Rosen, president of the National Constitution Center, moderates the panel.</p>
<p>&nbsp;</p>
<p><a href="https://knightcolumbia.org/news/supreme-court-brief-technologists-warn-against-warrantless-access-cell-phone-location-data" target="_blank" rel="noopener">The Knight Institute's amicus brief in <em>Carpenter v. United States.</em></a></p>]]></description>
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      <pubDate>Tue, 31 Oct 2017 00:00:00 -0700</pubDate>
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      <title><![CDATA[Why Rely on the Fourth Amendment to Do the Work of the First?]]></title>
      <link>https://knightcolumbia.org/content/why-rely-fourth-amendment-do-work-first</link>
      <description><![CDATA[<p>Government surveillance implicates the freedom of speech as well as the right to privacy, and yet our courts usually evaluate the lawfulness of government surveillance solely through the lens of the Fourth Amendment rather than the First. Is that approach defensible?</p>
<p>This term in&nbsp;<em>Carpenter v. United States</em>, for example, the Supreme Court will consider whether the warrantless and long-term collection of an individual&rsquo;s &ldquo;cell site location information,&rdquo; revealing the movements and locations of the user, violates the Fourth Amendment.&nbsp;But the case has clear implications for First Amendment freedoms, too&mdash;particularly the ability to express dissent. Dissent&rsquo;s fragile lifecycle&mdash;from formulation to ferment&mdash;requires privacy and often confidential association to flourish. Warrantless location tracking threatens these conditions, exposing to the government both the participants that initiate and the private places that incubate dissent. And yet the legal fight in&nbsp;<em>Carpenter</em>&nbsp;and many other surveillance cases is taking place almost entirely on Fourth Amendment grounds.</p>
<p>This trend is problematic because the Fourth Amendment is not up to the task of safeguarding dissent from the threat of new technology. As explored below, the Fourth Amendment differs from the First substantially in both its coverage and the strength of its protections. First, Fourth Amendment doctrine addresses invasions of privacy, not speech, and has been held to ignore a whole class of surveillance&mdash;the collection of third-party records&mdash;with significant implications for expression. Second, unlike the First Amendment, the Fourth Amendment is often blind to the cumulative effect of invasions of privacy that are small in isolation but substantial in combination. Third, and relatedly, the Fourth Amendment tends to focus narrowly on individual harms, not collective or societal ones. Fourth, even when it does apply, the Fourth Amendment offers much weaker protection than does the First, which requires a heightened government interest and means narrowly tailored to that interest. Finally, Fourth Amendment doctrine has been developed largely in the context of criminal prosecutions, in which both the claimants and the relief available tend to generate judicial antipathy.</p>
<p>In other words, we should not expect the Fourth Amendment to pull double constitutional duty, and yet courts routinely act as though it can. The result is that First Amendment freedoms are often at the mercy of a Fourth Amendment doctrine not designed to protect them.&nbsp;The time may have come to fully disentangle the two legal regimes to more fully recognize, as one court has said, that &ldquo;the First Amendment requires a different analysis, applying different legal standards,&rdquo; than the Fourth.<a id="footnote_number_2" class="footnote_link" href="https://www.yalelawjournal.org/forum/why-rely-on-the-fourth-amendment-to-do-the-work-of-the-first#_ftnref2">2</a></p>
<p>This Essay sketches out that argument. Part I describes the state of surveillance in the United States and its effect on dissent. Part II argues that we should not expect the Fourth Amendment to protect dissent and other First Amendment freedoms against the threat of modern surveillance. And Part III briefly describes how a First Amendment surveillance doctrine might differ from the current Fourth Amendment framework.</p>
<h3 class="SubHead1 subhead_main">&nbsp;</h3>
<h3 class="SubHead1 subhead_main">I. SURVEILLANCE AND DISSENT</h3>
<p>&nbsp;</p>
<h3 class="SubHead1"><em>A. The State of Modern Surveillance</em></h3>
<p>&nbsp;</p>
<p class="Document">Government surveillance has always threatened the freedom of speech and dissent. As the Supreme Court has said: &ldquo;Official surveillance, whether its purpose be criminal investigation or ongoing intelligence gathering, risks infringement of constitutionally protected privacy of speech.&rdquo;<a id="footnote_number_3" class="footnote_link" href="https://www.yalelawjournal.org/forum/why-rely-on-the-fourth-amendment-to-do-the-work-of-the-first#_ftnref3">3</a></p>
<p class="Document">This risk is compounded by modern surveillance capabilities, which have reached a tipping point. Their recent evolution has been not incremental, but abrupt. The crucial advance of modern surveillance has been the development of inexpensive automation. Where before the government had to rely on human agents or informants to spy, today it spies through a proliferating network of unsleeping sensors. And where before agents had to manually review what they collected, today they use computers to make sense of their harvest.<a id="footnote_number_4" class="footnote_link" href="https://www.yalelawjournal.org/forum/why-rely-on-the-fourth-amendment-to-do-the-work-of-the-first#_ftnref4">4</a>&nbsp;The government&rsquo;s appetite for digitally collected data has grown in conjunction with its capabilities for collection and analysis. And, when law enforcement agencies cannot sate that appetite directly, they feast, instead, on data accumulated by private companies.<a id="footnote_number_5" class="footnote_link" href="https://www.yalelawjournal.org/forum/why-rely-on-the-fourth-amendment-to-do-the-work-of-the-first#_ftnref5">5</a></p>
<p class="Document">The result of these advances is that, for the first time in human history, the government can now engage in nearly pervasive surveillance of the public. We have seen a glimpse of that reality already, through Edward Snowden&rsquo;s disclosures to the press of the breathtaking scope of surveillance by the National Security Agency<a id="footnote_number_6" class="footnote_link" href="https://www.yalelawjournal.org/forum/why-rely-on-the-fourth-amendment-to-do-the-work-of-the-first#_ftnref6">6</a>&nbsp;and recent reports on law enforcement&rsquo;s expanding use of new and invasive technologies like cell-site simulators,<a id="footnote_number_7" class="footnote_link" href="https://www.yalelawjournal.org/forum/why-rely-on-the-fourth-amendment-to-do-the-work-of-the-first#_ftnref7">7</a>&nbsp;automated license plate readers,<a id="footnote_number_8" class="footnote_link" href="https://www.yalelawjournal.org/forum/why-rely-on-the-fourth-amendment-to-do-the-work-of-the-first#_ftnref8">8</a>&nbsp;pervasive aerial surveillance systems,<a id="footnote_number_9" class="footnote_link" href="https://www.yalelawjournal.org/forum/why-rely-on-the-fourth-amendment-to-do-the-work-of-the-first#_ftnref9">9</a>and facial-recognition databases.<a id="footnote_number_10" class="footnote_link" href="https://www.yalelawjournal.org/forum/why-rely-on-the-fourth-amendment-to-do-the-work-of-the-first#_ftnref10">10</a></p>
<p class="Document">The trend in technology is to reduce virtually everything we do to digital data. Our cellphones are livestreams of our locations; our internet-usage histories are unintended journals of our thoughts; our e-mails are often-permanent records of once-ephemeral conversations. Newer technologies digitize even more of our lives: smart watches, smart TVs, smart refrigerators, smart cars, and a host of other internet-connected devices have made&nbsp;<em>The Wizard of Oz</em>&rsquo;s technicolor transition seem impossibly quaint.</p>
<p class="Document">Whether by warrant, subpoena, or some other demand, the government can access more data about us than ever before.</p>
<h3 class="SubHead1">&nbsp;</h3>
<h3 class="SubHead1"><em>B. The Cost to Dissent</em></h3>
<p>&nbsp;</p>
<p class="Document">Many commentators have explained that this new surveillance state of affairs comes at considerable cost to the freedom to dissent.<a id="footnote_number_11" class="footnote_link" href="https://www.yalelawjournal.org/forum/why-rely-on-the-fourth-amendment-to-do-the-work-of-the-first#_ftnref11">11</a></p>
<p class="Document">Dissent requires breathing space: to formulate dissenting ideas, to test and debate those ideas with close associates, to expand the association into a movement, and finally to air grievances publicly, to convince fellow citizens, and to effect political change.</p>
<p class="Document">Expansive modern surveillance threatens this fragile process at each stage of development. The threats are most visible at the final stage, when dissidents take their message to the public. Modern surveillance empowers the government to identify and respond to that public outreach earlier and more quickly than ever before.</p>
<p class="Document">As the government&rsquo;s surveillance capabilities grow, the threat to dissent reaches earlier into its lifecycle. John Milton described the prior restraint of publication as the abortion of one&rsquo;s &ldquo;intellectual[] off-spring.&rdquo;<a id="footnote_number_12" class="footnote_link" href="https://www.yalelawjournal.org/forum/why-rely-on-the-fourth-amendment-to-do-the-work-of-the-first#_ftnref12">12</a>&nbsp;Pervasive surveillance can have the same abortive effect. When people are watched or fear that they might be watched, they change their behavior. This is why we close our curtains, password-protect our emails, and clear our internet browsing history. But because we cannot guard against all forms of modern surveillance (most digital &ldquo;curtains&rdquo; require technical savvy to use), some amount of self-censorship is inevitable.<a id="footnote_number_13" class="footnote_link" href="https://www.yalelawjournal.org/forum/why-rely-on-the-fourth-amendment-to-do-the-work-of-the-first#_ftnref13">13</a></p>
<p class="Document">The most insidious threat that expansive surveillance poses reaches even earlier into the lifecycle of dissent. For a thought to be birthed in a Miltonian sense, it must first be conceived, and here pervasive surveillance has a contraceptive effect. Those watched change not only their behavior; they change their thinking, too, so that they do not even conceive the thoughts that would become their &ldquo;intellectual offspring.&rdquo; This is what Neil Richards calls the &ldquo;normalizing gaze of surveillance,&rdquo;<a id="footnote_number_14" class="footnote_link" href="https://www.yalelawjournal.org/forum/why-rely-on-the-fourth-amendment-to-do-the-work-of-the-first#_ftnref14">14</a>&nbsp;and it is perhaps analogous to the &ldquo;observer effect&rdquo; in physics. Unobserved, a citizen&rsquo;s thoughts&mdash;like particles&mdash;follow their own path. But the more closely watched they become, the more their possible paths are determined by the very act of observation.<a id="footnote_number_15" class="footnote_link" href="https://www.yalelawjournal.org/forum/why-rely-on-the-fourth-amendment-to-do-the-work-of-the-first#_ftnref15">15</a></p>
<p class="Document">&nbsp;</p>
<h3 class="SubHead1 subhead_main">II. THE FOURTH AMENDMENT&rsquo;S INADEQUATE PROTECTION OF FIRST AMENDMENT INTERESTS</h3>
<p class="Document">&nbsp;</p>
<p class="Document">Though expansive surveillance threatens free speech and dissent, courts typically evaluate the constitutionality of surveillance solely with reference to Fourth Amendment doctrine.</p>
<p class="Document">This is not categorically the case. In the late 1950s and early 1960s, the Supreme Court issued a string of seminal decisions rejecting subpoenas or other compulsory disclosures that would have exposed the membership of organizations central to the civil rights movement. The decisions invoked the First Amendment, finding the chilling effect of disclosure obvious and unconstitutional.<a id="footnote_number_16" class="footnote_link" href="https://www.yalelawjournal.org/forum/why-rely-on-the-fourth-amendment-to-do-the-work-of-the-first#_ftnref16">16</a>&nbsp;Since that time, many lower courts have questioned and sometimes invalidated subpoenas on similar grounds where they would expose and chill protected associations.<a id="footnote_number_17" class="footnote_link" href="https://www.yalelawjournal.org/forum/why-rely-on-the-fourth-amendment-to-do-the-work-of-the-first#_ftnref17">17</a></p>
<p class="Document">Nevertheless, judicial application of the First Amendment to state surveillance demands has generally been narrow. The courts have analyzed more traditional surveillance challenges&mdash;those involving physical or electronic searches and seizures, rather than compelled disclosure&mdash;primarily in Fourth Amendment terms.</p>
<p class="Document">In&nbsp;<em>Zurcher v. Stanford Daily</em>, for example, the Supreme Court recognized the free speech implications of a warrant authorizing the seizure of photographs directly from a newspaper&rsquo;s offices, but it held that those concerns were addressed by the application of the Fourth Amendment&rsquo;s requirements with &ldquo;scrupulous exactitude.&rdquo;<a id="footnote_number_18" class="footnote_link" href="https://www.yalelawjournal.org/forum/why-rely-on-the-fourth-amendment-to-do-the-work-of-the-first#_ftnref18">18</a>&nbsp;Congress responded by enacting the Privacy Protection Act of 1980, which insulates journalists from certain searches and seizures, but the statute&rsquo;s protections are narrow, and they are, of course, statutory rather than constitutional.<a id="footnote_number_19" class="footnote_link" href="https://www.yalelawjournal.org/forum/why-rely-on-the-fourth-amendment-to-do-the-work-of-the-first#_ftnref19">19</a></p>
<p class="Document">A few years later, the Supreme Court distilled its jurisprudence concerning the seizure of books and films, holding that while the First Amendment requires scrupulous application of certain procedural protections, the seizures &ldquo;should be evaluated under the same standard of probable cause used to review warrant applications generally.&rdquo;<a id="footnote_number_20" class="footnote_link" href="https://www.yalelawjournal.org/forum/why-rely-on-the-fourth-amendment-to-do-the-work-of-the-first#_ftnref20">20</a>About the same time, the Sixth Circuit broadly stated that &ldquo;physical surveillance consistent with Fourth Amendment protections in connection with a good faith law enforcement investigation does not violate First Amendment rights, even though it may be directed at communicative or associative activities.&rdquo;<a id="footnote_number_21" class="footnote_link" href="https://www.yalelawjournal.org/forum/why-rely-on-the-fourth-amendment-to-do-the-work-of-the-first#_ftnref21">21</a></p>
<p class="Document">Even in these contexts, the Supreme Court has recognized the overlapping concerns of the First and Fourth Amendments.<a id="footnote_number_22" class="footnote_link" href="https://www.yalelawjournal.org/forum/why-rely-on-the-fourth-amendment-to-do-the-work-of-the-first#_ftnref22">22</a>&nbsp;But when it comes to actually analyzing the constitutionality of more traditional surveillance, courts tend to apply a traditional Fourth Amendment framework, asking whether the surveillance constitutes a search or seizure within the meaning of the Fourth Amendment and, if so, whether that search or seizure is reasonable.<a id="footnote_number_23" class="footnote_link" href="https://www.yalelawjournal.org/forum/why-rely-on-the-fourth-amendment-to-do-the-work-of-the-first#_ftnref23">23</a></p>
<p class="Document">The result is that the First Amendment freedoms of speech and of the press are often at the mercy of Fourth Amendment doctrine. It is critical to ask, then, whether current Fourth Amendment doctrine adequately protects those First Amendment rights. It does not.</p>
<p class="Document">First, the Fourth Amendment protects against intrusions into privacy, not free speech. This is obvious, of course, given the substance of the Fourth Amendment, but it contradicts a seemingly necessary predicate of judicial decisions analyzing First Amendment harms in exclusively Fourth Amendment terms. If the coverage of the two differs, why should we expect defense of one to replace defense of the other? Why, in other words, should an amendment historically focused on the sanctity of the home and other personal effects displace application of an amendment directed at expression?</p>
<p class="Document">One glaring example of this mismatch in coverage is the third-party doctrine, through which courts have interpreted the Fourth Amendment to be blind to the seizure of data held by third parties. There is no obvious reason why the First Amendment should be similarly indifferent, and historically, it has not been. The seminal Supreme Court cases quashing subpoenas directed at identifying civil rights activists were, after all, First Amendment cases. But there are signs that the third-party doctrine is now distorting First Amendment doctrine, too. A district court considering a challenge to the NSA&rsquo;s bulk collection of call records held both that the Fourth Amendment does not apply because of the third-party doctrine&nbsp;<em>and</em>&nbsp;that the government&rsquo;s argument that the First Amendment should not apply either was &ldquo;well-supported.&rdquo;<a class="anchor" name="_ftnref24"></a><a id="footnote_number_24" class="footnote_link" href="https://www.yalelawjournal.org/forum/why-rely-on-the-fourth-amendment-to-do-the-work-of-the-first#_ftnref24">24</a>&nbsp;The court ultimately dodged the question, but it appeared persuaded that the First Amendment does not have force independent of the Fourth, thus suggesting that third-party possession eliminates First&nbsp;<em>and</em>&nbsp;Fourth Amendment protections.<a class="anchor" name="_ftnref25"></a><a id="footnote_number_25" class="footnote_link" href="https://www.yalelawjournal.org/forum/why-rely-on-the-fourth-amendment-to-do-the-work-of-the-first#_ftnref25">25</a></p>
<p class="Document">The Supreme Court may revisit the third-party doctrine this term in&nbsp;<em>Carpenter</em>, but the general point remains that the First and Fourth Amendments differ in their coverage.</p>
<p class="Document">Second, courts have sometimes taken a divide-and-conquer approach to privacy that is foreign to the First Amendment. Fourth Amendment doctrine tends to focus narrowly on individual harms, whereas First Amendment doctrine accounts for collective or societal ones. The Supreme Court has said many times that Fourth Amendment rights are &ldquo;personal rights which, like some other constitutional rights, may not be vicariously asserted.&rdquo;<a class="anchor" name="_ftnref26"></a><a id="footnote_number_26" class="footnote_link" href="https://www.yalelawjournal.org/forum/why-rely-on-the-fourth-amendment-to-do-the-work-of-the-first#_ftnref26">26</a>&nbsp;On this theory, courts have resisted aggregating &ldquo;reasonable&rdquo; invasions of the privacy of many individuals to find the invasions &ldquo;unreasonable&rdquo; in their totality.<a class="anchor" name="_ftnref27"></a><a id="footnote_number_27" class="footnote_link" href="https://www.yalelawjournal.org/forum/why-rely-on-the-fourth-amendment-to-do-the-work-of-the-first#_ftnref27">27</a>&nbsp;For example, the Foreign Intelligence Surveillance Court has held that an individual challenge to the NSA&rsquo;s bulk collection of call records is not strengthened by the fact that the NSA collected everyone else&rsquo;s call records as well. In that court&rsquo;s words, &ldquo;where one individual does not have a Fourth Amendment interest, grouping together a large number of similarly-situated individuals cannot result in a Fourth Amendment interest springing into existence&nbsp;<em>ex nihilo</em>.&rdquo;<a class="anchor" name="_ftnref28"></a><a id="footnote_number_28" class="footnote_link" href="https://www.yalelawjournal.org/forum/why-rely-on-the-fourth-amendment-to-do-the-work-of-the-first#_ftnref28">28</a></p>
<p class="Document">In contrast, courts applying the First Amendment give significant weight to the collective chilling effect on third parties not before the court. In&nbsp;<em>Local 1814 v. Waterfront Commission of N.Y. Harbor</em>, for instance, the Second Circuit slashed the number of longshoremen&rsquo;s names that a state regulatory agency could subpoena in an investigation into union coercion out of concern that a broader subpoena for more names &ldquo;may have the practical effect of discouraging&rdquo; union membership.<a class="anchor" name="_ftnref29"></a><a id="footnote_number_29" class="footnote_link" href="https://www.yalelawjournal.org/forum/why-rely-on-the-fourth-amendment-to-do-the-work-of-the-first#_ftnref29">29</a></p>
<p class="Document">Third, and relatedly, courts have taken a similar divide-and-conquer approach to privacy even with respect to multiple privacy invasions of a single individual. In several cases around the country, courts have held that because individuals do not have an expectation of privacy in the address of a single website they have visited online, they do not have any expectation of privacy in a list of&nbsp;<em>all&nbsp;</em>websites they have visited.<a class="anchor" name="_ftnref30"></a><a id="footnote_number_30" class="footnote_link" href="https://www.yalelawjournal.org/forum/why-rely-on-the-fourth-amendment-to-do-the-work-of-the-first#_ftnref30">30</a>Proponents of that logic say that &ldquo;zero plus zero equals zero.&rdquo;<a class="anchor" name="_ftnref31"></a><a id="footnote_number_31" class="footnote_link" href="https://www.yalelawjournal.org/forum/why-rely-on-the-fourth-amendment-to-do-the-work-of-the-first#_ftnref31">31</a></p>
<p class="Document">The First Amendment, by contrast, is more attentive to the cumulative effect of even individually insubstantial invasions. In&nbsp;<em>Clark v. Library of Congress</em>, the D.C. Circuit held that a government employee could pursue a First Amendment claim based on the understandable chill of his expressive activities caused by a &ldquo;full field investigation&rdquo; into his association with the Young Socialist Alliance.<a class="anchor" name="_ftnref32"></a><a id="footnote_number_32" class="footnote_link" href="https://www.yalelawjournal.org/forum/why-rely-on-the-fourth-amendment-to-do-the-work-of-the-first#_ftnref32">32</a>&nbsp;The investigation consisted of interviewing his coworkers, neighbors, and teachers and of obtaining his school, credit, and other records.<a class="anchor" name="_ftnref33"></a><a id="footnote_number_33" class="footnote_link" href="https://www.yalelawjournal.org/forum/why-rely-on-the-fourth-amendment-to-do-the-work-of-the-first#_ftnref33">33</a>&nbsp;A more limited investigation, involving perhaps only a single interview of a coworker, would likely have produced a different outcome. The constitutional harm, then, flowed from the investigation&rsquo;s cumulative effect.</p>
<p class="Document">Fourth, the two Amendments also differ in the strength of their legal protections. Significant burdens on free speech must be narrowly tailored to serve heightened state interests.<a class="anchor" name="_ftnref34"></a><a id="footnote_number_34" class="footnote_link" href="https://www.yalelawjournal.org/forum/why-rely-on-the-fourth-amendment-to-do-the-work-of-the-first#_ftnref34">34</a>&nbsp;Searches and seizures under the Fourth Amendment, by contrast, need only be reasonable.<a class="anchor" name="_ftnref35"></a><a id="footnote_number_35" class="footnote_link" href="https://www.yalelawjournal.org/forum/why-rely-on-the-fourth-amendment-to-do-the-work-of-the-first#_ftnref35">35</a>&nbsp;The Supreme Court has said that, to be reasonable, searches and seizures must generally be supported by a warrant based on probable cause.<a class="anchor" name="_ftnref36"></a><a id="footnote_number_36" class="footnote_link" href="https://www.yalelawjournal.org/forum/why-rely-on-the-fourth-amendment-to-do-the-work-of-the-first#_ftnref36">36</a>&nbsp;But the interest that a search or seizure serves need not be heightened, and the search or seizure need not serve that interest in as narrow a means as possible. The reasonableness and particularity requirements of the Fourth Amendment require some tailoring of the government&rsquo;s searches and seizures, but the Supreme Court has held that they do not require the government to choose the least-intrusive means available to achieve its interests.<a class="anchor" name="_ftnref37"></a><a id="footnote_number_37" class="footnote_link" href="https://www.yalelawjournal.org/forum/why-rely-on-the-fourth-amendment-to-do-the-work-of-the-first#_ftnref37">37</a></p>
<p class="Document">Finally, Fourth Amendment doctrine has been developed largely in the context of criminal prosecutions, in which both the claimants (criminal defendants) and the relief available for violations (suppression of evidence) tend to generate judicial antipathy. Judicial anguish at the prospect of awarding criminal defendants the perceived windfall of suppression is often palpable. In a recent and oft-cited decision, the Supreme Court explained that suppression &ldquo;exacts a heavy toll on both the judicial system and society at large,&rdquo; because &ldquo;its bottom-line effect, in many cases, is to suppress the truth and set the criminal loose in the community without punishment.&rdquo;<a class="anchor" name="_ftnref38"></a><a id="footnote_number_38" class="footnote_link" href="https://www.yalelawjournal.org/forum/why-rely-on-the-fourth-amendment-to-do-the-work-of-the-first#_ftnref38">38</a></p>
<p class="Document">In contrast, courts often pride themselves on preserving and expanding the promises of the First Amendment. In 1964, the Supreme Court said that the First Amendment reflects &ldquo;a profound national commitment to the principle that debate on public issues should be uninhibited, robust, and wide-open.&rdquo;<a class="anchor" name="_ftnref39"></a><a id="footnote_number_39" class="footnote_link" href="https://www.yalelawjournal.org/forum/why-rely-on-the-fourth-amendment-to-do-the-work-of-the-first#_ftnref39">39</a>&nbsp;That principle has been a rallying cry of free speech ever since, invoked in nearly every major free speech opinion, and defended against efforts to regulate even the most hateful speech.<a class="anchor" name="_ftnref40"></a><a id="footnote_number_40" class="footnote_link" href="https://www.yalelawjournal.org/forum/why-rely-on-the-fourth-amendment-to-do-the-work-of-the-first#_ftnref40">40</a>&nbsp;Though it may be impossible to prove, the differing judicial attitudes toward the First and Fourth Amendments may have promoted the growth of the one while stunting the growth of the other.</p>
<h3 class="SubHead1 subhead_main">&nbsp;</h3>
<h3 class="SubHead1 subhead_main">III. A FIRST AMENDMENT FRAMEWORK FOR SURVEILLANCE</h3>
<p class="Document">&nbsp;</p>
<p class="Document">If the Fourth Amendment is, for these reasons, an inadequate guarantor of First Amendment rights against overreaching surveillance, what is the alternative? The obvious candidate is the First Amendment itself. Courts could simply apply the First Amendment independently of the Fourth to surveillance that substantially burdens free speech and dissent.</p>
<p class="Document">There would be at least three obvious differences in that regime.</p>
<p class="Document">First, courts would undertake a First Amendment analysis in circumstances where the Fourth Amendment might not apply at all. For instance, courts that currently find no constitutional restraint on the government&rsquo;s collection of the list of websites someone has visited might recognize that such surveillance burdens free inquiry and dissent. This would not require much legal innovation. The Supreme Court has already recognized the First Amendment harms of the compelled disclosure of organizational membership lists.<a class="anchor" name="_ftnref41"></a><a id="footnote_number_41" class="footnote_link" href="https://www.yalelawjournal.org/forum/why-rely-on-the-fourth-amendment-to-do-the-work-of-the-first#_ftnref41">41</a>&nbsp;All that remains is to extend that logic to other forms of surveillance.</p>
<p class="Document">Second, where the First Amendment applies, it would require the government to demonstrate a heightened interest to justify its surveillance. The Fourth Amendment generally imposes no such requirement, at least in practice: courts generally do not require the government to defend its interest in executing a warrant, except by establishing probable cause to believe the search or seizure would turn up evidence of a crime. The First Amendment framework would be more fine-grained and might, for example, forbid particularly invasive surveillance predicated on minor offenses or on token showings of cause. For example, whereas the Fourth Amendment might permit officers to track the cellphones of protesters to gather evidence of jaywalking, the First Amendment might prohibit that surveillance as too invasive to be used to investigate an offense so minor.</p>
<p class="Document">Finally, where the First Amendment applies, it would require narrow tailoring of the surveillance to the government&rsquo;s interests. Under current Fourth Amendment doctrine, the government need not select the least-invasive surveillance that would accomplish its goals; the First Amendment would require just that. To take one example, courts often permit government investigators to collect extraordinary volumes of a suspect&rsquo;s digital data, on the view that the investigators are best positioned to review the data to determine what is relevant to the investigation and what is not.<a class="anchor" name="_ftnref42"></a><a id="footnote_number_42" class="footnote_link" href="https://www.yalelawjournal.org/forum/why-rely-on-the-fourth-amendment-to-do-the-work-of-the-first#_ftnref42">42</a>Where that overbroad collection would burden free speech and dissent, the First Amendment might require narrow tailoring of the collection.</p>
<p class="Document">Consider, again, the&nbsp;<em>Carpenter</em>&nbsp;case. The government argues that individuals have no expectation of privacy in their &ldquo;cell site location information,&rdquo; because they voluntarily share that information with their cell phone providers. The result, according to the argument, is that the Fourth Amendment simply does not apply to the government&rsquo;s monitoring of the movements of its citizens using cellular location data. That principle would apply whether the government collected two days&rsquo; or two years&rsquo; worth of location data; whether the collection related to an investigation into recreational marijuana use or murder; and whether the government had used the least invasive or most invasive means of pursuing its investigation.</p>
<p class="Document">A First Amendment analysis would proceed differently. It would first ask whether the unchecked tracking of the suspect, particularly for long periods of time, burdened the freedoms of speech and association. The analysis would account not only for the chilling effect on the actual surveillance target, but also for the systemic chilling effect imposed by the availability and use of that power. If a court determined that the proposed location tracking would substantially burden First Amendment freedoms, it would ask whether, in the case before it, the tracking nonetheless served heightened government interests and was narrowly tailored to those interests. Even if held to be reasonable under the Fourth Amendment, pervasive and judicially unsupervised tracking of individuals suspected of minor crimes might not pass First Amendment muster. Judicially overseen tracking of individuals suspected of serious felonies for a short period might. In the former case, the government&rsquo;s interests are more minor and its means less measured. In the latter, its interests are stronger and its tactics tailored.</p>
<p class="Document">One objection to this approach might be to its administrability. The Fourth Amendment generally provides a predictable roadmap to police officers. The First Amendment framework set out here may appear more freeform. In practice, however, I suspect courts would apply it, much like Fourth Amendment analysis, in a categorical fashion. That is, courts would consider the free speech implications of categories of surveillance, much as courts now consider the privacy implications of categories of government investigation.</p>
<p class="Document">The requirement of narrow tailoring under the First Amendment framework might not, however, be as easily generalizable. The Fourth Amendment&rsquo;s focus on reasonableness gives law enforcement great leeway in using surveillance tools that are generally considered constitutional. A requirement that law enforcement narrowly tailor its use of certain surveillance tools might introduce some uncertainty into the constitutionality of using those same tools, as it would require a more searching inquiry. Again, I suspect courts would fashion rules to provide for predictability. For instance, the federal wiretapping law requires police officers to attest in their surveillance applications that other investigative procedures have failed or would fail.<a class="anchor" name="_ftnref43"></a><a id="footnote_number_43" class="footnote_link" href="https://www.yalelawjournal.org/forum/why-rely-on-the-fourth-amendment-to-do-the-work-of-the-first#_ftnref43">43</a> A similar test of narrow tailoring could be imposed under the First Amendment framework for especially intrusive practices.</p>
<p class="Document">&nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp;* &nbsp; * &nbsp; *</p>
<p class="Document">Modern surveillance threatens First Amendment freedoms in obvious ways. The time may have come to dispense with the legal fiction that the Fourth Amendment adequately safeguards those freedoms.</p>]]></description>
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